In the annals of strategic thought from Sun Tzu through Carl Von Clausewitz, and the chronicles of long public service from Queen Victoria through Adm. Hyman Rickover, Andrew Marshall has an honorable place.
Now 93 years old, Mr. Marshall just this month resigned as director of the Pentagon鈥檚 Office of Net Assessment (ONA), which he had headed since its founding in 1973. In the previous four years, he had worked on the National Security Council staff in the Nixon White House. Before that, beginning in 1949, he had devoted 20 years to analyzing U.S. defense matters at the Rand Corp., throughout that think tank鈥檚 early Cold War heyday.
THE LAST WARRIOR
By Andrew Krepinevich and Barry Watts
Basic, 305 pages, $29.99
Mr. Marshall is among the handful of thinkers who developed U.S. nuclear-weapons strategy in the 1950s. He pioneered studies of how large organizations make decisions bureaucratically rather than rationally, which was crucial to anticipating the actions not only of our enemies but of our own government. His insights on the strategic role of risk and uncertainty were groundbreaking, helping to counteract the (usually unjustified) certitude that was typical of intelligence-community prognoses. He helped invent the competitive strategies that successive U.S. presidents used to destroy the Soviet Union without war. He is a principal theorist of the 鈥渞evolution in military affairs鈥� that precision weaponry has enabled. And he fathered the 鈥減ivot to Asia鈥� that began in the George W. Bush administration and that President Barack Obama has touted.
But few people know Mr. Marshall鈥檚 name. Perhaps because he has kept his public profile low, he has been able to exercise enormous influence for decades.
Two men whom he trained, Andrew Krepinevich and Barry Watts, have written his intellectual history, 鈥淭he Last Warrior: Andrew Marshall and the Shaping of Modern American Defense Strategy.鈥� The key theme of this thoughtful and fascinating book is the challenge of crafting defense policy without high-quality intelligence鈥攁 chronic headache for U.S. officials since America became a leading power after World War II.
Dissatisfaction with the Central Intelligence Agency led to the creation of ONA in 1973. Richard Nixon was president; Henry Kissinger served as both national security adviser and secretary of state. The U.S.-Soviet nuclear-weapons balance was evening up, perhaps on its way to a Soviet advantage. The Soviet defense budget had grown larger than America鈥檚, and U.S. officials worried that America might become weaker than its enemies. The president needed good data and analysis about Soviet military capabilities, vulnerabilities, intentions and strategies.
Mr. Kissinger hired Mr. Marshall away from Rand, telling him that the intelligence the White House was receiving was 鈥渓ousy鈥� and 鈥渆ven worse than what one could find in the national press.鈥� He asked the 48-year-old analyst to study the problem.
Mr. Marshall was stonewalled when he asked CIA officials why they ignored what they knew to be the president鈥檚 particular interests. For example, Nixon was keen to have the personality profiles of foreign leaders, but the CIA wasn鈥檛 forthcoming. As Messrs. Krepinevich and Watts explain, the intelligence officials, who had little sympathy for the president鈥檚 views, 鈥渂elieved their expertise should dictate what Nixon needed to know; hence, they were providing him with only the intelligence they thought he should be interested in.鈥� Nixon had stopped reading their reports. The CIA, Mr. Marshall learned, used the New York Times as the measure of what was important. Calling this approach 鈥渟ophomoric,鈥� the book鈥檚 authors note that CIA analysts struck Mr. Marshall as being 鈥渁lmost hostile toward the president.鈥� (Even former CIA chief Robert Gates observed in his 1996 memoir that CIA officials at the time were seen as 鈥渁rrogant.鈥�) It wasn鈥檛 helpful that the CIA tended to disagree fundamentally with the White House about what was important in world affairs.
As Mr. Marshall saw it, the policy makers鈥� thoughts tended to be global, long-term and open to opportunities, not only dangers. Intelligence officials, however, tended to focus on the downside of any proposed action. According to the authors, they injected 鈥減ersonal beliefs into what was supposed to be a rigorous analysis;鈥� their perspective was short-term; and they 鈥渄idn鈥檛 seem to understand what the president and his security adviser were trying to accomplish.鈥� At the heart of the problem, Mr. Marshall said, were oversimplified assumptions about Soviet behavior, including (in Mr. Marshall鈥檚 words) a 鈥渕odel of the Soviet government as a single unified actor pursuing an easily stated strategy.鈥�
In July 1973, James Schlesinger, after a six-month stint as CIA director, became secretary of defense. Sharing the president鈥檚 frustration over the poor quality of CIA analysis, Schlesinger asked Mr. Marshall to head the newly formed ONA and to analyze the relative power of the United States and the Soviet Union鈥攖hat is, to assess how the two nations鈥� strengths and weaknesses netted out.
The authors explain how Schlesinger and Mr. Kissinger disagreed on the Cold War correlation of forces. Mr. Kissinger鈥檚 outlook, they write, was shaped by four years at the White House in which he saw 鈥渁 United States whose power appeared to be waning.鈥� Thus Mr. Kissinger鈥檚 policy of relaxing tensions with the Soviet Union, including instituting nuclear-arms-control agreements, was aimed not at defeating the Soviets but at fostering balance and stability.
Believing that attitude to be unduly gloomy, Schlesinger saw the U.S. as stronger and the Soviet Union as weaker than Mr. Kissinger thought. Mr. Marshall agreed. His analysis suggested that military spending was a far larger drag on the Soviet economy than CIA analysts would admit. This meant that time was on America鈥檚 side, and 鈥渋t was the Soviet Union that would eventually find itself on the ropes, not the United States,鈥� as the authors put it. This perspective, we now know, was prescient. Yet until the very end of the Cold War, the authors write, the CIA 鈥渃onsistently asserted that the military burden on the Soviet economy was substantially less than Marshall and Schlesinger believed it to be.鈥�
Critics argued that the type of work done by the Office of Net Assessment was within the intelligence agencies鈥� domain, but Schlesinger, Mr. Kissinger and Nixon all argued that an independent group was needed to create a solid grounding for U.S. defense strategy.
In a seminal August 1976 report on 鈥淭he Future of the Strategic Balance,鈥� Mr. Marshall wrote that Soviet leaders aimed not to secure stability based on mutual assured destruction but to ensure the Soviet Union鈥檚 survival in the event of nuclear war. He proposed a U.S. strategy of competing with the Soviets in areas of American advantage鈥攆or example, quiet submarines and guidance technology鈥攁nd exacerbating Soviet weaknesses.
President Jimmy Carter鈥檚 defense secretary, Harold Brown, saw merit in Mr. Marshall鈥檚 approach. He kept ONA in existence, kept Mr. Marshall as director and endorsed Mr. Marshall鈥檚 idea that U.S. strategy should include greater efforts to aggravate Soviet weaknesses.
Meanwhile, Mr. Marshall continued to study the Soviet military budget burden and plumbed what was known as the denominator problem: How large is the Soviet economy? The CIA maintained that it was 55%-60% of the size of the U.S. economy. Mr. Marshall saw this CIA estimate as 鈥渢otal hokum鈥� and challenged it, including by drawing on the insights of Soviet 茅migr茅s.
Preferring information from clandestine sources, U.S. intelligence officials have for decades tended to disdain information provided by 茅migr茅s from enemy states鈥攆rom Nazi Germany, Saddam Hussein 鈥檚 Iraq and elsewhere. Intelligence officials commonly dismiss their stories on the grounds that 茅migr茅 testimony is unreliable and that 茅migr茅s hate their former countries. Mr. Marshall proposed an 茅migr茅 interview project. Neither the CIA nor the Defense Intelligence Agency, the authors note, was interested: 鈥淭heir view was that any information gleaned from Soviet 茅migr茅s could not be trusted.鈥� So Mr. Marshall funded the project out of his own office鈥檚 budget. His 茅migr茅 sources proved more accurate than the CIA on the size of the Soviet economy: The Soviet Union鈥檚 gross national product was around 25%-30% of U.S. GNP. In other words, the CIA was off by over 100%. The authors say that botching the Soviet military burden was 鈥減erhaps the most consequential example of official intelligence estimates simply getting it wrong.鈥�
As the Defense Department continually came under new leadership, Mr. Marshall remained influential, even with secretaries with whom he lacked personal rapport, such as Caspar Weinberger during the Reagan years. Mr. Marshall鈥檚 approach to making military costs unbearable for the Soviet Union became a pillar of President Reagan鈥檚 Cold War strategy. Mr. Marshall championed missile defense as an element of that strategy.
After the Bush administration鈥檚 victory in the 1990-91 Gulf War, Mr. Marshall was instrumental in explaining to the Defense Department鈥攁nd, ultimately, to the world鈥攖he long-term significance of so-called smart weapons. During the Bush and Clinton years, Mr. Marshall stressed the need for the military to master all aspects of information warfare. The idea appealed to some strategically minded officials, but, in keeping with Mr. Marshall鈥檚 insight about the nature of bureaucracies, various Defense Department offices resisted the idea since it cut against their budgetary interests.
鈥淭he Last Warrior鈥� deals only sketchily with the George W. Bush period, so I鈥檒l comment from my own experience about Mr. Marshall鈥檚 importance in Donald Rumsfeld 鈥檚 Pentagon: Among Mr. Rumsfeld鈥檚 first actions was asking Mr. Marshall for a strategic review. The book鈥檚 authors say that it ran into resistance from the military service chiefs. It served, they write, as 鈥渁 cautionary tale about just how difficult it can be to bring about fundamental changes in the thinking and priorities of large organizations.鈥�
Yet Mr. Marshall鈥檚 review had a powerful effect on policy. Among other things, it called for greater attention to Asian economic and security developments, specifically to China鈥檚 increasing assertiveness and military capability. And it stressed the role of uncertainty in strategic planning.
Mr. Rumsfeld鈥檚 defense strategy began with the recognition that the future is unknowable. Unable to predict where our forces will have to operate, we have to assume that we鈥檒l have to move them to use them. Our forces, therefore, should be made light and rapidly transportable. For such forces to be capable of heavy effects, their firepower has to be precise. And to take advantage of precision weapons (smart bombs, anti-missile interceptors and the like), we need exquisite intelligence with the narrowest possible gap between finding a target and firing at it. Thus several of the major themes of Mr. Marshall鈥檚 life work became the basis for what Mr. Rumsfeld called his 鈥渄efense transformation鈥� project and remain the basis of important defense posture changes that have in the past decade or so affected South Korea, Japan, Australia, Guam, Germany, Saudi Arabia and elsewhere.
The book鈥檚 title is unfortunate. Andrew Marshall is a civilian, not a warrior. And he鈥檚 not the 鈥渓ast鈥� anything, though the authors explain the title by saying he鈥檚 the last of the so-called greatest generation. The title can be read to imply that, after Mr. Marshall, there will be no more warriors. Does that mean no more wars? The authors know better than that. They themselves write that one of Mr. Marshall鈥檚 important teachings is that war is 鈥渁n integral part of human nature鈥� and that the 鈥渦se of military force might be controlled but never banished.鈥� Bad title, but very good book.